*1 April 12, 2024
VIA ECF
The
Honorable Arun Subramanian, U.S.D.J.
U.S.
District Court for the Southern District of New York
500 Pearl
Street
New York,
New York 10007
Defendant
should file any response to Plaintiffs’ motion, not to exceed three pages, no
later than April 17, 2024.
SO
ORDERED.
Dear
Judge Subramanian:
This
firm represents the Plaintiffs Pursuant to Your Honor's Individual Practice
Rules and Local Civil Rule 37.3, Plaintiffs submit this letter motion to
compel Defendants’ responses to Plaintiffs’ November 8, 2023 Initial
Requests for the Production of Documents Upon Defendants.
Plaintiffs
initiated this action as a putative class and collective action under the
Fair Labor Standards Act and New York Labor Law, asserting minimum wage,
overtime premium pay, and spread-of-hours pay claims. Plaintiffs also assert
Defendants failed to provide them with accurate wage statements and with the
Notice and Acknowledgement of Payrate and Payday, violating the Labor Law.
Additionally, Plaintiff Hernandez asserts individual claims of gender
discrimination, sexual harassment and hostile work environment under the New
York State Human Rights Law and New York City Human Rights Law.
Defendants’ Discovery & Production Deficiencies
1. Defendants’ Responses Do Not
Identify Documents by Bates Numbers
Defendants
produced 4,185 pages of documents, without specifying in their responses to
which request the documents are responsive. Defendants, instead, respond to
the document requests by telling Plaintiffs to “see Bates Stamped documents
RHM0001 through RHM04185.” This is improper. A party must specifically
identify which documents are responsive to which request. See Ng v. HSBC Mortg. Corp.,
2009 U.S. Dist. LEXIS 5608, *9 (E.D.N.Y. Jan. 27, 2009); see also Mee Jin-Jo v. JPMC Specialty Mortg. LLC, 2011 U.S. Dist. LEXIS 33033, *6 (W.D.N.Y. Mar. 29, 2011)
(instructing a party to produce documents responsive to documents requests
and to “specifically identify which documents are responsive to each of these
requests”).
2. Defendants’ Failed to State
Whether They Are Withholding Documents
Defendants
object to various Requests but fail to state whether any responsive materials
are being withheld pursuant to any objection. This is improper, violating
Rule 34(b)(2)(C). This failure coupled with their failure to specify the
bates numbers of the documents responsive to each Request, makes it
near-impossible for Plaintiffs to discern if Defendants are meeting
their discovery obligations
and responding to Requests fully and in good faith.
As such,
Plaintiffs seek to compel Defendants to amend their Responses to state
whether any documents are withheld under their objections.
3. Failure to Respond to Document
Request Nos. 28 & 53
Document
Request No. 28 seeks “Complaints and administrative charges that concern
Defendants’ compensation or time keeping policies.” And Document Request No.
53, in relevant part, requests “Documents concerning any lawsuits or
administrative charges (e.g., U.S. Equal Employment Opportunity Commission or
New York State Division of Human Rights) filed against Defendants by anybody
arising from violations of the NYSHRL, NYCHRL or any Federal or state
equivalent law.” Defendants provide identical responses to these Requests,
objecting on the grounds that the sought documents are “neither relevant nor
calculated to lead to the discovery or relevant or admissible evidence.” Defendants then
identify a previous lawsuit against them, titled Machecha v. RHM et. ano., 22-cv-3253
(PAE)(SN), filed by this firm, and admit they have responsive documents but
refuse to produce them referring Plaintiffs to “publicly available”
information and because they are allegedly already in Plaintiffs’ possession.
But these are not valid objections. See Chow
v. Sentosacare, 2020 U.S. Dist. LEXIS 262275, at
*4-5 (E.D.N.Y. May 29, 2020); Harley v. Nesby, 2011 U.S. Dist. LEXIS 142359, at *26 (S.D.N.Y. Dec. 12,
2011). With these evasive and improper responses, Plaintiffs cannot tell if
the Machecha matter
is the only other lawsuit against Defendants.
*2 Moreover, the documents sought
are both relevant and admissible as they are directly relevant to Plaintiffs’
claims as they will shine light on Defendants’ employment practices over the
years. Moreover, Defendants assert a good-faith defense as their Fourth
Affirmative Defense in the Answer: they assert that they had good-faith and
reasonable belief that they complied with their federal and state law
obligations. See Dkt.
11. Invoking this defense, makes prior litigation or complaints against
Defendants relevant and admissible on whether their violations lacked good
faith. See Ordonez v. A&S Broadway
Produce, Inc., 2015 U.S. Dist. LEXIS 131577, at *4
(S.D.N.Y. Sep. 29, 2015) (“Prior complaints are ... sufficient to put an
employer on notice about its obligations under the FLSA and thus establish
willfulness.”)(internal quotations and citations omitted); Herman v. RSR Sec.
Servs., 172 F.3d 132, 142-43 (2d Cir. 1999)(explaining that an employer's
willful failure to comply with the FLSA despite its knowledge of the
statute's requirements barred a good faith defense).
4. Document Request No. 30
In
response to this request, Defendants leave nothing more than a blank line.
4. Failure to Respond to Document
Request No. 60
Document
Request No. 60 seeks “Documents identifying all Rolfs’ social media accounts,
including, but not limited to, Facebook, Instagram, Twitter, LinkedIn,
Snapchat, TikTok and any other substantially similar platforms.” Defendants,
in response, object that this request is “overbroad, unduly burdensome and as
seeking documents that are neither relevant nor calculated to lead to
the discovery of
relevant or admissible evidence.” Defendants state that they have only an
Instagram account but fail to produce any documents sought in the Document
Request. Plaintiffs seek to compel them to produce the responsive documents
and not shift their burden of obtaining responsive documents to Plaintiffs.
5. Defendants Do Not State Whether
Documents Are in Their Custody or Control
Rule 34
(a)(1) requires a party to produce documents within its possession, custody
or control. Fed. R. Civ. P. 34 (a)(1). However, in response to Requests Nos
4, 5, 14, 16, 17, 22, 24, 26, 27, 28, 29, 32, 33, 34, 35, 36, 37, 38, 39, 40,
41, 42, 43, 44, 45, 46, 47, 48, 49, 51, 52, 54, 62, 63, Defendants state only
that they are not in “possession” of the requested documents. Thus,
Plaintiffs seek to compel Defendants to amend their Responses to confirm
their position on whether the documents are also not within their “custody”
and “control,” or alternatively produce additional documents.
Defendants’
Responses fall short of their discovery obligations. Plaintiffs, therefore, seek to compel them
to amend their Responses to conform with all the Rules and produce responsive
documents for Document Request Nos 28, 30, 53 and 60.
Counsels’ Meet & Confer
The
Court should not have to get involved here. Plaintiffs tried to avoid this,
but Defendants have left us with no choice.
Plaintiffs
served Requests on November 8, 2023. After receiving Defendants’ discovery responses in
mid-January 2024, Plaintiffs’ counsel sought promptly to resolve the discovery issues by emailing
Defendants’ counsel on January 31, with the above stated deficiencies,
including the supporting legal authority.
On
February 5, Trial Counsel for both parties, John Murtagh and the undersigned,
held a telephonic Meet and Confer, as is Required by Your Honor's Individual
Rule 5(D). The call lasted about 10 minutes, during which Defendants’ counsel
vouched to cure the outstanding deficiencies and Plaintiffs’ counsel put him
on notice that if they were not cured, they would be seeking a conference
with the Court. Thereafter, Plaintiffs followed up on discovery with Defendants to no avail. Then, in mid-February,
Plaintiffs’ counsel learned of Mr. Murtagh's hospitalization, which resulted
in the parties seeking an extension of discovery deadlines. (Dkt. 18).
*3 On February 21, Mr. Murtagh
advised that he had returned to work on February 20. After that, Plaintiffs
inquired with Defendants numerous times on if and when revised responses
would be provided. On February 23, Defendants said they would do so within
two weeks. But nothing. On March 15, Defendants stated they will revisit
their responses. But nothing. On March 18, Plaintiffs inquired with
Defendants on the revised responses. But nothing. And that brings us to
involving the Court.
We
regret involving the Court as these issues are most often resolved between
counsel. But, putting aside Mr. Murtagh's hospitalization, Defendants have
tried to delay this case at every possible opportunity and Plaintiffs have
tried to resolve this between counsel. But that window has closed. We
therefore seek the Court's intervention to address these issues so this
matter may move forward in a proper and expeditious manner.
Respectfully
submitted,
LIPSKY
LOWE LLP
s/ Douglas
B. Lipsky
Douglas B.
Lipsky
Milana
Dostanitch