Estes v. Providence Health & Servs. - Wash.
Estes v. Providence Health & Servs. - Wash.
2024 WL 1765132 (E.D. Wash. 2024)
March 29, 2024
Rice, Thomas O., United States District Judge
Summary
The court denied Plaintiff's motion to compel the production of the complete audit trail of her medical records at Providence Hospital, citing Rule 26(b)(1) limitations on the scope of discovery. Defendant had already produced a redacted version of the audit trail and argued that the requested unredacted version spanning twenty years was not relevant or proportional to the needs of the case. The court agreed and denied Plaintiff's motion.
Additional Decisions
Cyde Marie ESTES, Plaintiff,
v.
PROVIDENCE HEALTH & SERVICES – WASHINGTON, d/b/a Providence Medical Group Southeast Washington Neurosurgery, and Jason A. Dreyer, D.O. and Laura Michelle Dreyer, husband and wife and marital community thereof, Defendants
v.
PROVIDENCE HEALTH & SERVICES – WASHINGTON, d/b/a Providence Medical Group Southeast Washington Neurosurgery, and Jason A. Dreyer, D.O. and Laura Michelle Dreyer, husband and wife and marital community thereof, Defendants
NO. 4:21-CV-5042-TOR
United States District Court, E.D. Washington
Signed March 29, 2024
Counsel
Robert H. Beatty-Walters, Law Office of Robert Beatty-Walters, Portland, OR, for Plaintiff.Jennifer K. Oetter, Meryl Hulteng, Lewis Brisbois, Portland, OR, Rachel A. Robinson, Wilson Elser Moskowitz Edelman & Dicker LLP, Portland, OR, for Defendant Providence Health & Services Washington.
Ryan M. Beaudoin, Jeffrey Ryan Galloway, Steven Joseph Dixson, Witherspoon Brajcich McPhee PLLC, Spokane, WA, for Defendants Jason A. Dreyer, Laura Michelle Dreyer.
Rice, Thomas O., United States District Judge
ORDER GRANTING MOTION TO EXPEDITE & DENYING MOTION TO COMPEL
*1 BEFORE THE COURT is Plaintiff's Sealed Fourth Motion to Compel (ECF No. 195) and Motion to Expedite (ECF No. 197). The matter was submitted for consideration without oral argument. The Court has reviewed the record and files herein and is fully informed. For the reasons discussed below, Plaintiff's Sealed Motion to Compel (ECF No. 195) is DENIED and Plaintiff's Motion to Expedite (ECF No. 197) is GRANTED.
BACKGROUND
This discovery dispute arises out of Plaintiff's fourth motion to compel. ECF No. 195. In its prior Order on Plaintiff's third motion to compel, the Court advised the parties that future motion practice over the scope of discoverable issues or production of discoverable materials would be subject to a searching judicial inquiry. See ECF No. 189 at 4.
Plaintiff seeks the production of the complete audit trail of Plaintiff's medical records at Providence Hospital. ECF No. 195 at 2, ¶ 1. On October 13, 2021, in response to Plaintiff's request for the production of this audit trail, Defendant Providence stated that it believed the request to be irrelevant, disproportionate to the needs of the case, and overly vague. Id. at 3-4. Defendant further invoked attorney-client privilege, work product privilege, peer review privilege, and quality improvement privilege. Id. at 4. Nevertheless, Defendant produced a portion of the audit trail “with significant redactions.” Id.
Plaintiff did not object to Defendant's production of the audit trail until April 2022, at which point Plaintiff sent a letter asserting that the audit trail was not privileged. ECF No. 195 at 5; 205 at 2. Then, for two years, Plaintiff did not raise the issue again. ECF No. 205 at 2. In January and February 2024, Plaintiff sent several emails asking Defendant to produce the complete audit trail. ECF No. 195 at 5. In early March, the parties conferred several times. Id. at 5-6. On March 8, 2024, Defendant agreed to produce the audit trail of Defendant Jason Dreyer's access to Plaintiff's medical records. Id. at 6.
DISCUSSION
The close of discovery is April 22, 2024, and the trial is scheduled to begin on June 3, 2024. ECF No. 124. The Court is mindful of these deadlines and in receipt of Defendant's response. Accordingly, the motion to expedite consideration of the motion to compel is granted.
Plaintiff's counsel represents that they have “in good faith conferred or attempted to confer” with Defense counsel before filing this motion. Fed. R. Civ. P. 37(a)(1); see also L.Civ.R. 37. Defendant's recitation of the facts confirms that the parties met and attempted to resolve this issue. ECF No. 205 at 2. The Court therefore accepts that the parties have satisfied Rule 37(a)(1)’s meet-and-confer requirement.
Plaintiff represents that federal law entitles her to the entire, unredacted audit trail of her Providence medical records. Plaintiff discusses 45 C.F.R. § 170.299, which incorporates by reference ASTM International E2147-18. See Office of the Federal Register, Incorporation by Reference [IBR] Handbook, National Archives and Records Administration (June 2023, ed. rev. 8/28/2023), https://www.archives.gov/files/federal-register/write/handbook/ibr-chi.pdf, at 6 (“The legal effect of IBR is that the referenced material is treated as if it were published in the Federal Register and the CFR. When incorporated by reference, this material has the force and effect of law, just like all regulations published in the Federal Register and CFR.”). In relevant part, E2147-18 provides:
*2 [A]ccess report—record that ... document[s] the following information about each access of patient medical information: user identification (the person accessing the record); the date and time of the access (documenting both start and exit times spent on each record accessed); total duration of access; specific terminal, hardware, or location from which the access occurred; type of action (for example, copy, print, addition, modification, and deletion to the record, and when any access has been made, even when the user makes no entry or change); specific data accessed.
Discussion—The above access information is an indispensable part of the medical record ... All accesses shall be recorded, and the entire access record shall be provided when an access record is requested.
ECF No. 196-2 at 2, ¶¶ 3.1.2, 3.1.2.1. E2147-18 further reads:
Audit reports designed for system access provide a precise capability for healthcare providers, organizations, patients, patient representatives, and advocates to see who has accessed and/or manipulated patient information ... A patient has a right to know who has accessed their patient information and what occurred during such access. Access by any means (viewing or any other action) regarding the patient record and/or audit log or the data contained therein by attorneys, risk management, or similar individuals or entities are not privileged actions and must also be fully transparent and disclosed.
Id. at 4, ¶ 4.3 (emphasis added).
For present purposes only, the Court will accept Plaintiff's contention that E2147-18 requires Providence to produce an access record/audit trail upon a patient's request, although it is fairly debatable whether access “by attorneys, risk management, or similar individuals or entities” includes access by healthcare employees like Dr. Dreyer. Id. Nevertheless, that does not entitle Plaintiff to the production of the entire audit log.
Rule 26(b)(1) places reasonable limitations on the scope of discovery. Specifically, that language dictates:
Parties may obtain discovery regarding any nonprivileged matter that is relevant to any party's claim or defense and proportional to the needs of the case, considering the importance of the issues at stake in the action, the amount in controversy, the parties’ relative access to relevant information, the parties’ resources, the importance of the discovery in resolving the issues, and whether the burden or expense of the proposed discovery outweighs its likely benefit.
Fed. R. Civ. P. 26(b)(1) (emphasis added).
Defendant points out that, prior to the events in question, Plaintiff was a Providence patient for twenty years. Plaintiff has failed to articulate how an audit trail spanning twenty years—if such a thing even exists—is relevant and proportional to the needs of this case. Moreover, it is not apparent how any healthcare worker's access to Plaintiff's medical record other than Defendant Dreyer's is relevant. Indeed, it is Defendant Dreyer's alleged misconduct and Defendant Providence's alleged failure to adequately supervise him which lays the foundation for this action. See ECF No. 24 at 6-11. The Court will not authorize a fishing expedition disguised as a discovery request. Webb v. Trader Joe's Company, 999 F.3d 1196, 1204 (9th Cir. 2021). Since it appears Defendant has already produced a record of Defendant Dreyer's access, nothing further is required at this time. ECF Nos. 195 at 2, ¶ 4; 206 at 2, ¶ 5.
ACCORDINGLY, IT IS HEREBY ORDERED:
- Plaintiff's Motion to Expedite (ECF No. 197) is GRANTED.
- Plaintiff's Motion to Compel (ECF No. 195) is DENIED.